The importance of Alternative Dispute Resolution (ADR) for legal representatives

Chapter 1: The importance of Alternative Dispute Resolution (ADR) for legal representatives.

From the book “ADR for Legal Professionals – Second Edition.” Based on the provided slides, it seems that the book explores the importance of Alternative Dispute Resolution (ADR) for legal representatives. Here are some key points from the slides:

  1. Traditional legal services often involve advocates fighting in a courtroom before a judge. However, there is a widening gap between the delivery of legal services and the needs of citizens relying on them. ADR provides alternatives to adjudication due to increased delay, excessive costs, and unpredictable outcomes.
  2. The history of ADR in law indicates a shift towards larger law firms and corporate/commercial legal services. The cost of going to trial is high, and legal services need to evolve to meet current trends and societal demands.
  3. The delivery of legal services has been impacted by COVID-19, leading to increased costs and adjustments to remote legal services. Online legal services are likely to continue in the future.
  4. The book also touches on the history of paralegals in Ontario and their role in enhancing access to justice. Paralegals can be involved in various ADR roles, providing support to lawyers, serving as ADR practitioners (arbitrators, mediators), and representing their own clients in ADR proceedings.
  5. The governance of legal representatives is regulated through provincial Law Societies, which establish codes of conduct to ensure professional norms, practices, and responsibilities. The Law Society of Ontario (LSO) handles complaints and breaches of codes of conduct.
  6. The book discusses the Paralegal Rules of Conduct related to ADR, emphasizing the duty to clients, competence in negotiation and ADR, communication of ADR options to clients, honesty and candor, confidentiality, and the encouragement of settlement and dispute resolution.
  7. It mentions that paralegals can choose to act as mediators, although mediators themselves are not regulated or licensed. There are ADR organizations such as the ADR Institute of Canada (ADRIC) and the ADR Institute of Ontario (ADRIO) that offer professional designations for mediators.
  8. The book includes a recurring case study, discussions on different scenarios, activities like “Take A Stand” where students take positions on various topics, and role-playing negotiations.

Please note that this is a summary based on the provided slides, and there may be additional content covered in the book. Let me know if there’s anything specific you would like to discuss or any questions you have related to ADR or the book’s content!

Chapter 2 : Discusses the topic of understanding conflict

Chapter 2 of the book “ADR for Legal Professionals, 2nd Edition” discusses the topic of understanding conflict. It highlights the following points:

  • Understanding conflict can help individuals make sense of disputes for themselves and their clients, understand other perspectives, and develop strategies to better manage conflict.
  • Conflict can be described using words like fight, disagreement, argument, and battle. Theoretical definitions of conflict include incompatible goals or values, involving two or more parties, attempts to control, antagonistic feelings, being negatively affected by others, and mutual feelings of hostility.
  • Conflict is not always negative. It is necessary to bring about change, allows progress and re-evaluation, and provides a new sense of order. Conflict can be positive as parties learn more about themselves and others. It is seen as a normal and continuous dynamic in society.
  • Conflict affects everyone and can be explained by incompatibility in the fulfillment of interests, needs, or goals. It arises when something prevents individuals from getting what they want and involves opposing positions and differing underlying interests. Conflicts can be internal or external and are present in all species, demographics, and cultures.
  • The average person often does not deal with conflict effectively, resulting in unproductive strategies that waste time, money, and resources, add stress to relationships, and cause damage to physical and psychological well-being.
  • Involvement of legal professionals occurs when clients decide to confront an issue or are forced to deal with it. Clients may require intervention from a legal representative or an Alternative Dispute Resolution (ADR) professional. Legal professionals have a fiduciary duty to act in their client’s best interest.
  • Dominant conflict resolution styles can emerge based on past experiences, personality, and cultural environment. These styles can change over time and with experience or adapt to suit the situation or environment. Legal professionals should be aware of their client’s style and the style of opposing parties.
  • The chapter also discusses different conflict resolution styles, including competing (desire to win), compromising (give and take), accommodating (giving in), avoiding (not wanting to get involved), and collaborating (working together for resolution). The appropriate style depends on factors like the goal, relationship, time frame, emotional matter, and willingness to work together.
  • Suspension is mentioned as a strategy where individuals wait before responding or reacting to conflict. It involves putting aside the temptation to immediately fix or problem-solve, examining the issue, considering thoughts and concerns without acting on them, and adopting a more appropriate strategy. Suspension allows time to cool off.
  • Resolving conflict outside of the courtroom can lead to increased involvement from parties, more cooperative and productive outcomes, resolutions designed to meet the parties’ needs, incorporation of creative resolutions, greater compliance when parties agree on the resolution, a personal sense of responsibility, and greater satisfaction.
  • The chapter concludes with a summary of a scenario involving Angela and Leo, where conflict resolution styles and the use of suspension are discussed. There are also suggested activities for class debrief, including generating a list of words that define conflict, describing recent conflicts in groups, and discussing outcomes, emotions, and future conflicts.

Chapter 3 : Explores various theories related to conflict and understanding its underlying causes

Chapter 3 of the book “ADR for Legal Professionals, 2nd Edition” explores various theories related to conflict and understanding its underlying causes.

The key points discussed in this chapter are as follows:

  • Attribution Theory: This theory explains how people try to make sense of the world around them by assigning attributions to others’ behavior. Internal attribution refers to explaining behavior based on personal characteristics or motives, while external attribution involves inferring someone’s behavior based on factors outside their control. The Fundamental Attribution Error and Self-Serving Bias are two phenomena associated with attribution theory.
  • Human Needs Theory: Conflict can arise from the inability to meet fundamental needs such as safety and security, belongingness and love, self-esteem, personal fulfillment, identity, cultural security, distributive justice, and participation in society. Understanding these underlying needs can provide insight into possible sources of conflict and reveal common goals.
  • Systems Theory: Conflict cannot be viewed in isolation but should be understood in relation to the entire system. Systems theory is a set of principles used to understand complex interacting wholes. It emphasizes the interrelationships between processes, events, and entities. Altering one part of the system can cause stress on other parts, so a comprehensive understanding of the conflict’s history and status quo is necessary.
  • Circle of Conflict: This concept highlights six causes of conflict: data (incomplete or incorrect information), values (clash of differing values and beliefs), experience/relationship (past situations influencing the present), externals/moods (unrelated factors impacting the dispute), structure (competition for limited resources or differences in priorities), and interests (the underlying reasons for a party’s position). Examining these causes can help diagnose the conflict.
  • Perspectivism: Conflict involves different perspectives, and people see things differently in a conflict situation. Perspectives shape interpretations and understanding. Punctuating the conflict involves selecting which information to analyze. Assessing a legal matter from a variety of perspectives can be beneficial.

The chapter also includes a recap of the scenario discussed so far and suggests applying Attribution Theory and Circle of Conflict Theory to analyze the scenario.

Chapter 4 : Focuses on the importance of effective communication in conflict resolution

Chapter 4 of the book “ADR for Legal Professionals, 2nd Edition” focuses on the importance of effective communication in conflict resolution. The key points discussed in this chapter are as follows:

  • Introduction: The chapter begins by emphasizing the shift in legal representation from a focus on arguing and competing in court to resolving conflict outside the courtroom. Effective communication is identified as the foundation of relationships and a key factor in conflict resolution.
  • Verbal Communication: The chapter highlights the importance of clear and effective verbal communication. It suggests speaking with clarity, removing blaming language, and maintaining a future focus instead of dwelling on the past. The delivery of the message, including speed, tone, articulation, and self-monitoring of reactions, is also discussed.
  • Non-Verbal Communication: Non-verbal cues, such as facial expressions, eye contact, gestures, body language, and stance, play a significant role in enhancing verbal communication. The chapter emphasizes the importance of consistency between non-verbal and verbal communication.
  • Active Listening: Active listening is presented as a crucial skill for effective communication. Strategies to enhance active listening, such as choosing a quiet location, keeping an open mind, empathizing with the speaker, and employing active listening techniques like minimal encouragers, paraphrasing, reframing, and suspending judgment, are discussed.
  • Written Communication: Written communication is highlighted as a necessary means of communication with opposing parties, legal representatives, and other legal professionals. The chapter emphasizes the importance of considering the reading audience, using plain language, maintaining a professional tone in email communication, providing written summaries of discussions, and effectively communicating options, risks, recommendations, and ADR options to clients.
  • Obstacles to Effective Communication and Listening: The chapter addresses common obstacles to effective communication and listening, such as lack of preparation, unwillingness to discuss, and lack of urgency or deadline. Strategies for overcoming these obstacles are discussed.

The chapter also includes a recap of the scenario discussed so far and suggests applying conflict resolution skills and techniques, such as removing blaming language, non-verbal communication, active listening, and written communication, to the scenario. It concludes with class debrief activities to reinforce the concepts discussed.

Chapter 5: Discusses negotiation skills and techniques

Chapter 5 of the book “ADR for Legal Professionals, 2nd Edition” discusses negotiation skills and techniques. Here is an overview of the content provided:

  1. Introduction:
    • Negotiation is a common activity in everyday life.
    • People desire participation in decisions that affect them.
    • Effective negotiation skills are essential.
    • Negotiation is considered a life skill.
  2. Negotiation Skills:
    • Benefits of negotiation: therapeutic and empowering, personalized conflict resolution, privacy protection, and pressure reduction on relationships.
    • Barriers to negotiation: emotions, miscommunications, and limitations related to finances, options, time, and materials.
  3. Basics of Negotiation:
    • The book “Getting to Yes” sets out three goals for negotiation: producing a wise agreement, being efficient, and improving or preserving relationships.
  4. Positional Negotiation:
    • Definition: Taking a position, arguing, and making concessions until an agreement is reached.
    • Concerns with positional negotiation: it can be unwise and inefficient, parties often defend and attack each other, reaching an agreement becomes less likely, and it can impact future relationships.
  5. Types of Negotiation Theories:
    • Principled Negotiation: A method of negotiating on the merits to produce wise outcomes efficiently and amicably.
    • Four Steps to Getting to Yes: separating the people from the problem, focusing on interests instead of positions, inventing options to solve the problem, and using objective criteria to evaluate options.
  6. Separating People from the Problem:
    • Position-based negotiating can hinder creativity.
    • Importance of identifying and communicating interests.
    • Understanding why the other party takes a particular position.
  7. Focus on Interests not Positions:
    • Common mistake of setting arbitrary ranges.
    • Avoid assuming a fixed pie or sum.
    • Generating more options by expanding the pie.
    • Brainstorming options before and during negotiation.
  8. Invent Options to Help Solve the Problem:
    • Five steps of brainstorming: generating ideas, grouping ideas, assessing ideas and opinions, evaluating options using objective criteria, and choosing the best ideas.
  9. Use Objective Criteria to Evaluate Options:
    • Importance of using fair standards and procedures throughout negotiation.
    • Framing issues as a joint search for objective criteria.
    • Reasoning and being open to reason.
    • Negotiating independently of the other side’s will.
  10. Style of Negotiation:
    • Differentiating between hard negotiators (aggressive and competitive) and soft negotiators (cooperative and generous).
    • The ineffectiveness of either style.
    • Identifying one’s own style and limitations, as well as recognizing the opponent’s style.
  11. Skills of a Good Negotiator:
    • Ethical conduct, honesty, excellent advocacy and communication skills, persuasive manner, realistic and objective approach, solid understanding of the industry, and meticulous preparation.
  12. The Bargaining Process:
    • Negotiation requires some degree of competition and cooperation.
    • Cooperative approach: aiming to create value by increasing benefits for both parties.
    • Competitive approach: attempting to claim value.
    • The negotiator’s dilemma: the tension between value creators and value claimers.

The chapter also includes a summary of a scenario involving Angela and Mary, a discussion of the scenario focusing on emotions, negotiation goals, separating people from the problem, focusing on interests, and generating options, as well as a recurring case study for role-playing a landlord and tenant negotiation.

CHAPTER 6: Preparation: What Happens Before You Negotiate?

Preparation plays a crucial role in the success of a negotiation. This chapter focuses on the stages of preparation and the important considerations before entering a negotiation.

Stage 1: Preparing Client for Negotiation In this stage, the legal representative helps the client understand the purpose of negotiation, clarifies their role, discusses the negotiation format, and reminds them of the duty of confidentiality.

Stage 2: Developing your Client’s Interests The legal representative works with the client to identify their issues and interests. They use various questioning techniques to delve deeper into the underlying interests behind each issue.

Stage 3: Developing a Target Point The legal representative assists the client in determining their most desirable outcome for the negotiation. This target point represents the acceptable point above the bottom line.

Stage 4: Determining the Client’s Alternatives The legal representative helps the client assess their alternatives if an agreement cannot be reached. This includes considering the Best Alternative to a Negotiated Agreement (BATNA) and Worst Alternative to a Negotiated Agreement (WATNA).

Stage 5: Understanding Other Party’s Interests The legal representative analyzes the interests and alternatives of the opposing party. It is important to be realistic about the opposing party’s alternatives to find common ground for agreement.

Stage 6: Reviewing Strengths & Weaknesses The legal representative reviews the strengths and weaknesses of the client’s case, considering possible outcomes of adjudication in court. This assessment helps in risk management and provides a realistic perspective.

Stage 7: Rehearsing the Negotiation The legal representative conducts a rehearsal of the negotiation with the client. This walkthrough helps both parties understand their roles, become more comfortable, and ensures important issues are not overlooked.

Stage 8: Drafting a Settlement Agreement If an agreement is reached, the legal representative assists in drafting a settlement agreement. The agreement is a legally binding contract that may include specific terms, payment plans, future dispute resolution clauses, confidentiality clauses, and releases.

Stage 9: Other Considerations When Preparing: The Ethics of Negotiating This stage discusses the ethical considerations in negotiation. While negotiation is not subject to strict rules and statutes, legal professionals should adhere to ethical norms and consider the appropriate conduct during negotiation.

The chapter concludes with a recurring case study and a BATNA analysis activity to provide practical application of the concepts discussed.

 

Chapter 7. Mediation

Chapter 7: Mediation

  • Mediation is a form of alternative dispute resolution (ADR) where a neutral third party assists disputants in resolving their differences through collaborative discussions.
  • It is a process that takes place outside the courtroom, involving active participation from the parties themselves.
  • Mediation is an extension of the negotiation process, introducing an unbiased individual (mediator) to facilitate discussions and guide the parties toward a settlement.
  • The mediator’s role includes listening, understanding, and empathizing with the parties, establishing ground rules, ensuring fairness, and encouraging the parties to focus on the issues.
  • Mediators can adopt different approaches, such as facilitative mediation (remaining neutral and guiding the parties toward settlement) or evaluative mediation (guiding parties through the process and evaluating strengths and weaknesses).
  • Mediators are not required to have specific formal training, but optional training and designations are available from organizations. Paralegals acting as mediators may have specific requirements set by their governing body.
  • Effective mediators possess knowledge of the law, credibility, tenacity, persuasion, discretion, intuition, and creativity.
  • Mediation is effective because it allows for creative and customized resolutions, focuses on interests rather than just financial compensation, and can help repair or improve ongoing relationships.
  • However, mediation has limitations and risks, such as limited effectiveness if participation is forced, additional expenses and time commitment if no resolution is reached, and unsuitability in certain situations involving extended conflict, power imbalance, violence, social justice issues, inexperienced mediators, reluctant parties or legal representatives, and early stages of the dispute.
  • The chapter concludes with a discussion of a scenario involving mediation, highlighting topics such as access to justice, community mediation, support persons, focusing on interests, blaming, and the authority to settle.

Remember, this summary is not exhaustive, and it’s essential to refer back to the original text for a comprehensive understanding. If you have any specific questions or need further clarification, feel free to ask!

Chapter 8:  Mediation

Here is a summary of the chapter:

  1. Mediation is a form of Alternative Dispute Resolution (ADR) that uses collaborative discussions to reach a resolution. It can involve legal representatives or be conducted without them.
  2. Timing of Mediation: It is recommended to schedule mediation as soon as all required information is available. Early mediation can save time and money and should avoid a litigation mindset.
  3. Selecting a Mediator: Consider the mediator’s style (facilitative or evaluative), background, qualifications, fees, and obtain references.
  4. Prior to the Mediation Session: Determine the location of mediation and provide full address and directions to the client. Decide who should attend mediation, including anyone named in the action, legal representatives, and a friend or support person.
  5. Explain the Stages of Mediation: The mediation process typically involves stages such as introductions, opening statements, identification and clarification of issues and interests, option generation, option evaluation, application of objective criteria, and achieving settlement or terminating mediation.
  6. Prepare Your Client for Mediation: Describe all aspects of mediation to the client, brainstorm challenges and roadblocks, rehearse the mediation process, and emotionally prepare for the session.
  7. Understand the Client’s Case: Gain a solid understanding of the matter, determine what the client wants to achieve, discuss the opponent’s position and interests, brainstorm possible options in advance, consider BATNA (Best Alternative to a Negotiated Agreement) and WATNA (Worst Alternative to a Negotiated Agreement), anticipate options, and determine possible objective criteria.
  8. Mediation Documentation: Prepare necessary documents such as a Statement of Issues (ADR/Mediation Brief or ADR/Mediation Memorandum), attach relevant case law and evidence, provide a copy of the pleadings (if applicable), review correspondence from the mediator, and ensure payment of the mediator’s invoice.
  9. Role of the Participants: Mediators remain neutral and facilitate the discussion, encouraging parties to determine their own settlement. Parties actively participate in settlement discussions, follow ground rules, and refrain from providing legal advice or representation.
  10. During the Mediation: Legal representatives engage in open and honest communication, answer questions, provide legal advice and protection to clients, draft and review settlement agreements. Supporters provide moral and emotional support without contributing to the discussion.
  11. Agreement to Mediate (Terms of Mediation): The contract outlining general expectations for the mediation session is discussed and signed by the parties. It typically includes clauses relating to confidentiality, impartiality, relationship to legal proceedings, and authority to settle.
  12. Ground Rules in Mediation: Mediators establish behavioral norms for all participants to follow, aiming for respectful and collaborative discussions. Ground rules may be referred to and reinforced during mediation and may have punishments for violations.
  13. Opening Statements: Prepared in advance with the client, opening statements highlight the merits of the case and the willingness to work toward resolution. They should use everyday language, capture the attention of the other side, communicate positions and interests, and can be delivered by either the representative or the client.
  14. Communication During Mediation: Communication can be challenging, and clients should speak to the mediator rather than the opposing party. Paralegals should communicate with the opposing party and legal representation, determine who will respond to questions, and be prepared to protect their client. Non-verbal communication and confidentiality during private caucus should be considered.
  15. Private Caucus: A private meeting with the mediator, used to obtain additional information and address power dynamics.
  16. Generating Options: Parties should be open to unique and creative settlement options, considering solutions beyond monetary solutions, brainstorming options, and evaluating them with the client’s

Chapter 9: Arbitration

Here are some key points from Chapter 9

Arbitration is a form of alternative dispute resolution (ADR) that resembles litigation but is less formal and more private. It involves a neutral third party, known as an arbitrator, who makes a decision after considering the arguments and evidence presented by the parties involved. Here are some key points from Chapter 9:

  1. Arbitration can be used when negotiation or mediation fails to resolve a dispute. It can be mandated by statute, agreed upon by the parties, or included as a contractual clause.
  2. The parties can maintain authority and independence by resolving their dispute through arbitration instead of going to court.
  3. The representation of parties in arbitration depends on the nature of the dispute, specific statutes, and the rules and bylaws of legal professional organizations. Parties may or may not require legal representation, and in some cases, paralegals can represent clients.
  4. Arbitrators are not regulated in the same way judges are in court. However, the ADR Institute of Canada provides training and governance for arbitrators. There are no universally prescribed rules or requirements to become an arbitrator, but they should be seen as neutral, disinterested, and unbiased.
  5. Even in arbitration, there may be a role for the court under the Arbitration Act, 1991. Courts can assist with the arbitration process, ensure compliance with arbitration agreements, prevent unfair treatment, and enforce awards.
  6. The main steps in an arbitration include contemplating the issue, filing briefing documents, considering preliminary objections, conducting the hearing with opening statements, presenting evidence and legal arguments, and ultimately receiving the arbitrator’s decision, which is usually final and binding.
  7. Neutrality is crucial in arbitration. Arbitrators must be independent and impartial, disclosing any circumstances that may raise concerns of bias.
  8. Arbitration can be suitable for avoiding litigation costs, expediting decisions, achieving creative remedies, preserving confidentiality, maintaining positive relationships, and having more control over the process.
  9. Some issues, such as those related to venue or jurisdiction, may be more appropriate for arbitration. Factors like public airing of the dispute and the formality of court proceedings should be considered.
  10. Arbitration is generally less costly and time-consuming than litigation but more so than negotiation or mediation. It offers more flexibility than litigation but less than negotiation or mediation. The expertise of an arbitrator can be advantageous for complex matters. The need for privacy and the degree of publicity are important considerations.

Chapter 10: Focuses on advocacy for arbitration and provides guidance on various aspects related to the arbitration process

Advocacy for Arbitration

Chapter 10 focuses on advocacy for arbitration and provides guidance on various aspects related to the arbitration process. Here is an overview of the chapter:

  1. Arbitrator Selection:
    • The importance of selecting an arbitrator who is reasonable, unbiased, and fair.
    • Considerations when choosing a single arbitrator or a panel of three.
    • Legislative provisions that may outline the selection process.
    • Collaboration with the opposing party and representative.
    • Taking into account the needs of the client.
  2. Prior to Arbitration:
    • Client Preparation:
      • Understanding the client’s needs and obtaining instructions.
      • Developing a theory of the case.
      • Maintaining a detailed record of evidence and client instructions.
      • Reviewing the facts and considering the client’s emotional needs.
    • Gathering Evidence:
      • Determining what needs to be proven.
      • Compiling an agreed statement of facts.
      • Using oral testimony (witnesses) and documentary evidence (exhibits).
      • Steps to prepare, such as reviewing interview notes, requesting documentation, identifying witnesses, and addressing gaps.
    • Formulating Strategies and Techniques:
      • Procedural issues in advance of arbitration, including simplified process principles and pre-hearing conferences.
      • Consultation with the opposing legal representative regarding pre-hearing briefs, exhibits, witnesses, case law, etc.
      • Managing opponents by collaborating on procedural matters, arbitrator selection, agreed statement of facts, venue, and scheduling.
    • Role of Participants:
      • Paralegals’ involvement, including scope within regulatory requirements.
      • Clients’ varying levels of participation as decision-makers.
      • Stakeholders, such as interested third parties, witnesses, and the public.
  3. During the Arbitration:
    • Evidence:
      • Examining and cross-examining witnesses, using oral testimony and documentary evidence.
      • Leveraging an agreed statement of facts to reduce proceedings’ length and cost.
      • Tips for questioning witnesses, establishing credibility, phrasing questions appropriately, dealing with inaccurate testimony, etc.
    • Argument in Chief and Rebuttal:
      • Presenting an overview of the theory of the case and connecting it to the evidence.
      • Ensuring arguments rely on previously presented evidence.
      • Delivering a focused and concise rebuttal as a response to the opposing party’s argument.
    • Assessing Strengths and Weaknesses:
      • Evaluating factors such as costs, prospects, reputation/publicity, and procedure/overtures.
  4. Summary and Discussion:
    • Recap of the scenario and the alternate outcome at arbitration.
    • Discussing procedural issues, win-lose outcomes, the cost of arbitration, and the relationship between the parties.
  5. Recurring Case Study:
    • Group activity involving roles (paralegals, parties, and arbitrators) and completion of the ADR Worksheet.
    • Preparation for presenting opening statements.

Chapter 10 provides practical insights and strategies to effectively advocate for clients in the arbitration process.

Chapter 11: Discusses the process of selecting the right Alternative Dispute Resolution (ADR) method for a particular case

Chapter 11 of the book “ADR for Legal Professionals, 2nd Edition” discusses the process of selecting the right Alternative Dispute Resolution (ADR) method for a particular case. Here is a summary of the key points covered in this chapter:

  1. Distinguishing between different types of ADR: The chapter introduces negotiation, mediation, and arbitration as the primary forms of ADR and emphasizes the importance of choosing the most appropriate method for the specific case.
  2. Comparing ADR with litigation: ADR is contrasted with traditional litigation, highlighting the advantages of ADR, such as cost-effectiveness, efficiency, and confidentiality.
  3. Assessing the best ADR process for the client: Factors to consider when selecting the ADR process include the type of legal issue, the stage of the legal action, the length of the conflict, obtaining evidence and documentation, the quantum being claimed, cost-benefit analysis, relationships between parties, and public consideration and precedent.
  4. Minimizing potential risks: Understanding potential risks associated with the client relationship, such as different agendas and personality differences, helps the legal professional address and mitigate them effectively.
  5. Importance of preparation and rehearsal: The chapter emphasizes the significance of thorough preparation and rehearsal in the ADR process to increase the chances of a successful outcome.
  6. Clarifying roles in ADR: Legal professionals need to understand their role and responsibilities in the ADR process and ensure clear communication with clients regarding expectations.
  7. Ethical considerations in ADR: Ethical issues, such as ensuring the client’s best interest, opposing unethical requests, and being aware of cultural and gender differences, are discussed in relation to ADR.
  8. Impact of gender and culture in ADR: The chapter highlights how gender and cultural factors can influence negotiation styles, strategies, and risk-taking tendencies.

The chapter concludes with review questions, steps to consider in negotiating a settlement agreement, and a discussion of a scenario involving negotiation in buying a vehicle.

Additionally, the chapter includes activities and role-playing exercises, such as analyzing positions and BATNAs (Best Alternative to a Negotiated Agreement) and engaging in a negotiation simulation.

Please note that the content provided here is a summary and may not include all the details and nuances discussed in the actual chapter.

Chapter 12: Selected Topics in ADR

  1. Indigenous Dispute Resolution
  • Fundamental differences between indigenous law and the common law system.
  • Factors to consider: mechanisms for resolving disputes, participation and input in the legal system, land claims and treaty issues, and punishment and compensation.
  • Indigenous Dispute Resolution (IDR) definition and its comparison with ADR.
  • Collaboration, relationships, individual versus community needs, and cultural teachings in IDR.
  • Circle processes in IDR, including their overview, format, and purpose.
  1. Administrative Tribunals and ADR
  • Explanation of administrative law and its impact on citizens and businesses through federal and provincial government laws.
  • Introduction to government agencies and their decision-making process.
  • Overview of tribunals as a type of agency, their quasi-judicial nature, and the role of adjudicators.
  • Considerations in using ADR in administrative tribunals, such as reviewing sources of law and procedure, available ADR processes, timing and relationships, stage of the dispute, and voluntary or mandatory participation.
  • Examples of ADR in specific tribunals, including the Human Rights Tribunal of Ontario and the Landlord and Tenant Board, with information on their mediation processes and settlement rates.
  1. Online Dispute Resolution (ODR)
  • Definition of ODR and its use of technology to resolve disputes online.
  • Various types of ODR, such as synchronous communication, email, videoconferencing, chat, and virtual breakout rooms.
  • Emergence and use of ODR, influenced by factors like the “Getting to Yes” approach, the Internet movement, platforms like eBay, and British Columbia’s Civil Resolution Tribunal (CRT).
  • Impact of COVID-19 on courts and ADR.
  • Benefits of using ODR, including contention resolution, convenience and accessibility, cost-effectiveness, efficiency, flexibility, and global capabilities.
  • Concerns associated with ODR, such as access to technology, knowledge of technology, reduced interpersonal interaction, technological issues, confidentiality, and difficulties in assessing credibility.
  1. ADR Training and Certification
  • Exploration of careers in ADR and the process of becoming a mediator or arbitrator.
  • Not statutorily regulated professions but self-regulated with training and membership in organizations.
  • Consideration of provincial law society’s rules of conduct, such as the Paralegal Rules of Conduct for mediators who are legal representatives.
  • Overview of ADR associations, including ADR Institute of Canada (ADRIC) and Ontario Dispute Resolution Information Organization (ODRIO).
  • Description of their educational programs, establishment of accreditation, codes of ethics, regulatory structures, practice standards, continuing education opportunities, networking resources, employment opportunities, and insurance to practice.
  • Mention of national and provincial organizations that promote ADR.

ADR Roleplay: Fertility Negotiation

  • Instructions for a roleplay activity involving negotiation in the context of fertility.
  • Students are split into groups of two and provided with preparation worksheets.
  • The negotiation takes place based on the assigned roles.
  • After the negotiation, a class discussion is held to explore feelings during the negotiation, information disclosed or kept confidential, and the potential impact of Rules of Conduct on the negotiation.

Note: The content above is a summary based on the headings and information provided. The specific details and content within each section may vary in the actual chapter.

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